Becoming a Registered Investment Advisor SEBI approved professional in India involves understanding the eligibility criteria, clearing mandatory exams, and completing the official SEBI registration process. If you are exploring how to become SEBI registered investment advisor, the journey begins with meeting educational qualifications such as a postgraduate degree in finance, economics, business, or related fields, or professional certifications like CA, CFA, or CS. Candidates must also pass relevant NISM exams, especially the NISM-Series-X-A and X-B Investment Adviser Certification, which are compulsory for offering SEBI registered advisory services.
The next step is preparing documents for SEBI registration, including proof of qualification, experience certificates, net worth statements, business plan, compliance structure, and KYC details. Individual advisors must maintain a minimum net worth of ₹5 lakh, while non-individual entities require ₹50 lakh. After compiling documents, applicants must submit Form A through the SEBI portal and pay the applicable registration fees.
Understanding the SEBI registration process thoroughly ensures smoother approval and long-term compliance. With proper preparation, professionals can build credibility, trust, and a successful advisory career under the registered investment advisor SEBI framework.
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